Albert Lee Cobetto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Albert Lee Cobetto ( ), a licensed former licensee with CE reference ABG709. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ivory Capital Private Limited |
RO | Type 4 — Advising on securities | 2012-05-25 | 2023-08-09 |
| Ivory Capital Private Limited |
RO | Type 6 — Advising on corporate finance | 2012-05-25 | 2023-08-09 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-16 | 2009-03-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-03-16 | 2009-03-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-22 | 2007-03-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-11-22 | 2007-03-16 |