Sanjeev Kumar
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sanjeev Kumar ( ), a licensed former licensee with CE reference AUN624. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-08 | 2014-04-30 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-03-08 | 2014-04-30 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-02 | 2013-03-08 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-07-02 | 2013-03-08 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-25 | 2010-07-02 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-01-25 | 2010-07-02 |