V. Richthofen Peter P. H. O. A. F.
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for V. Richthofen Peter P. H. O. A. F. ( ), a licensed former licensee with CE reference AFU034. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-05-07 | 2014-09-17 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-01 |