Shengyan Fan
樊盛妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shengyan Fan (樊盛妍), a licensed Responsible Officer with CE reference AGE396. Currently licensed at 1 firm(s): China Everbright Global Investment Advisors Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2012-08-09 | present |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2012-08-09 | present |
| China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-08-09 | present |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-27 | 2011-10-01 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-11-27 | 2011-10-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-10 | 2009-09-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-10-10 | 2009-09-28 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2006-10-10 | 2009-09-28 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-18 | 2006-09-28 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-10-29 | 2006-09-28 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2003-09-26 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2003-09-26 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-08-19 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-09-26 |