Lambert Jen Hsiung Chang
張人雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lambert Jen Hsiung Chang (張人雄), a licensed former licensee with CE reference AGN715. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-03 | 2014-04-30 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-03 | 2014-04-30 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-07-22 | 2010-07-06 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-06-11 | 2010-07-06 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2009-06-11 | 2010-07-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-19 | 2009-04-23 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2006-04-19 | 2009-04-23 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-04-19 | 2009-04-23 |