Mark Laurence Dempsey

CE No. AGX721 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Laurence Dempsey (), a licensed former licensee with CE reference AGX721. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 6 — Advising on corporate finance 2005-12-14 2016-09-05
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 1 — Dealing in securities present 2004-05-22
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 4 — Advising on securities present 2004-05-22
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 6 — Advising on corporate finance present 2004-05-22
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 9 — Asset management present 2004-05-22

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