John Patrick Moore
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Patrick Moore ( ), a licensed former licensee with CE reference ADT639. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2004-05-06 | 2009-03-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-05-06 | 2009-03-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-09 | 2004-05-06 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-12-09 | 2004-05-06 |