Wing Sing Au
歐永昇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Sing Au (歐永昇), a licensed Representative with CE reference ARF809. Currently licensed at 1 firm(s): XCap Partners Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-15 | present |
| XCap Partners Limited 睿本國際有限公司 |
RO | Type 9 — Asset management | 2024-01-12 | 2025-01-10 |
| XCap Partners Limited 睿本國際有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-08 | 2025-01-10 |
| XCap Partners Limited 睿本國際有限公司 |
RO | Type 4 — Advising on securities | 2023-03-08 | 2025-01-10 |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-08-26 | 2025-01-10 |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-18 | 2023-03-08 |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-18 | 2023-03-08 |
| Koala Securities Limited 樹熊證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-01 | 2022-07-21 |
| Koala Securities Limited 樹熊證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-01 | 2022-07-21 |
| Koala Capital Management Limited 樹熊資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-12-01 | 2022-07-21 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-20 | 2020-08-31 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-02-20 | 2020-08-31 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-03 | 2020-02-20 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-10-03 | 2020-02-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-24 | 2018-06-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-06-24 | 2018-06-29 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-27 | 2011-01-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-06-27 | 2011-01-01 |