Koala Securities Limited
樹熊證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Koala Securities Limited (樹熊證券有限公司), a Hong Kong-based licensed corporation with CE reference BFI038. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 9 (total recorded over time: 38). Earliest licence on file: 2015-09-09.
Registered address
5th Floor, Aubin House, 171-172 Gloucester Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2015-09-09 | present |
| Type 4 — Advising on securities | 2016-08-15 | present |
Licensed staff (all-time) (38)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Shuk Chee Bo 布淑芝 | RO 1, 4 Rep 1 | 2019-03 | 2021-05 |
| Cheuk Man Chan 陳卓敏 | RO 1 Rep 1 | 2017-07 | Present |
| Yue Kei Chan 陳汝基 | RO 1, 4 Rep 1 | 2015-12 | 2019-03 |
| Hon Chung Cheuk 卓漢聰 | RO 1 Rep 1 | 2019-09 | 2024-07 |
| Alan Ngar Lok Cheung 張雅樂 | RO 1, 4 Rep 1, 4 | 2020-05 | 2021-04 |
| Chao Hu 胡超 | RO 1, 4 Rep 1 | 2016-02 | 2019-10 |
| Nok Yi Hui 許諾誼 | RO 1 Rep 1 | 2015-12 | 2019-11 |
| Kar Ching Kwan 關加晴 | RO 1, 4 Rep 1 | 2017-10 | Present |
| Qingwen Lan 藍青文 | RO 1, 4 Rep 1 | 2016-05 | 2019-01 |
| Jacky Chun Ho Lau 劉振豪 | RO 1, 4 Rep 1, 4 | 2015-09 | 2024-12 |
| Chung Wai So 蘇聰惠 | RO 1, 4 Rep 1 | 2015-11 | Present |
| Andes Fai Tin Tsoi 蔡揮田 | RO 1, 4 | 2015-09 | 2017-05 |
| Fai Yiu 姚輝 | RO 1 Rep 1 | 2019-05 | 2019-09 |
| Yee Mei Yung 翁綺微 | RO 1, 4 Rep 1, 4 | 2019-02 | 2024-11 |
| Wing Sing Au 歐永昇 | Rep 1, 4 | 2020-12 | 2022-07 |
| Fan Yi Chan 陳勛宜 | Rep 1 | 2016-08 | 2025-10 |
| Tony Wai Kit Chow 周偉傑 | Rep 1 | 2018-08 | 2019-08 |
| Terry Kwok Ching Fan 樊國程 | Rep 1 | 2023-07 | Present |
| Xintong Huo 霍薪同 | Rep 1 | 2015-10 | 2016-11 |
| Wai Tong Kwong 鄺偉棠 | Rep 1 | 2015-11 | Present |
| Sui Hoi Law 羅瑞海 | Rep 1 | 2015-11 | 2022-06 |
| Kin Chun (SFC:AFE316) Lee 李建真 | Rep 1 | 2015-10 | 2022-06 |
| Lai Nga Lee 李麗雅 | Rep 1 | 2016-02 | 2016-03 |
| Feiyong Li 李飛勇 | Rep 1 | 2019-09 | 2026-03 |
| Siu Yui Li 李少銳 | Rep 1, 4 | 2020-02 | 2021-11 |
| Jia (SFC:BGP204) Lin 林嘉 | Rep 1 | 2015-12 | 2016-01 |
| Ming Wai Seto 司徒明慧 | Rep 1 | 2015-11 | 2023-07 |
| Ho Yi Suen 孫可兒 | Rep 1 | 2015-12 | 2017-05 |
| Jennifer Wing Chung Tang 鄧詠中 | Rep 1 | 2016-09 | 2017-05 |
| Sik Shun Tang 鄧悉順 | Rep 1, 4 | 2026-03 | Present |
| Chi Shing Tse 謝志成 | Rep 1, 4 | 2020-03 | Present |
| Chui Ying Wong 黃翠盈 | Rep 1 | 2015-10 | 2016-12 |
| Chun Chi Wong 黃駿馳 | Rep 1 | 2017-08 | 2021-06 |
| Tak Shing Wong 黄德成 | Rep 1 | 2017-04 | 2019-09 |
| William Chi Hang Wong 黃知行 | Rep 1 | 2016-06 | 2019-08 |
| Cheung Chun Yeung 楊祥駿 | Rep 1 | 2025-12 | Present |
| Kit Kum Yeung 楊吉鑫 | Rep 1 | 2015-11 | Present |
| Wentao Zheng 鄭文濤 | Rep 1 | 2015-10 | 2020-04 |
Showing 1–38 of 38
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 · 1398 staff · 2 shared activity types · 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務（香港）有限公司