Siu Yui Li
李少銳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Yui Li (李少銳), a licensed Responsible Officer with CE reference AEI201. Currently licensed at 1 firm(s): Supreme China Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Supreme China Securities Limited 智華證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-24 | present |
| Supreme China Securities Limited 智華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-29 | 2022-05-24 |
| WK Securities Limited 勁域證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-29 | 2022-03-08 |
| WK Securities Limited 勁域證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-29 | 2022-03-08 |
| WK Fund Management Limited 勁域基金管理有限公司 |
Rep | Type 9 — Asset management | 2021-12-29 | 2022-03-08 |
| Koala Securities Limited 樹熊證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-18 | 2021-11-19 |
| Koala Securities Limited 樹熊證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-18 | 2021-11-19 |
| Koala Capital Management Limited 樹熊資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-02-18 | 2021-11-19 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-17 | 2008-02-04 |
| Kam Fai Securities Company Limited 金輝証券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-07 | 2005-12-21 |