Qingwen Lan
藍青文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qingwen Lan (藍青文), a licensed Responsible Officer with CE reference AWW400. Currently licensed at 1 firm(s): Index HK Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 32.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Index HK Limited 老鹰證券投資有限公司 |
RO | Type 4 — Advising on securities | 2025-08-27 | present |
| Index HK Limited 老鹰證券投資有限公司 |
RO | Type 9 — Asset management | 2025-08-27 | present |
| Amto Capital Management Limited 安拓資本管理有限公司 |
RO | Type 9 — Asset management | 2025-04-22 | 2025-07-10 |
| KuCoin Commodity Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2023-05-03 | 2024-03-20 |
| KuCoin Commodity Futures Limited | Rep | Type 5 — Advising on futures contracts | 2023-05-03 | 2024-03-20 |
| KuCoin HK Limited | RO | Type 1 — Dealing in securities | 2023-05-03 | 2024-03-19 |
| KuCoin HK Limited | RO | Type 4 — Advising on securities | 2023-05-03 | 2024-03-19 |
| KuCoin Asset Management Limited | RO | Type 9 — Asset management | 2022-04-11 | 2024-03-19 |
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-11 | 2022-01-21 |
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-10-11 | 2022-01-21 |
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
RO | Type 9 — Asset management | 2019-10-11 | 2022-01-21 |
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-16 | 2019-10-11 |
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-16 | 2019-10-11 |
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-16 | 2019-10-11 |
| Leeds Securities Investment Limited 競富證券金融有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-30 | 2019-08-31 |
| Leeds Fund International Limited 競富基金國際有限公司 |
RO | Type 4 — Advising on securities | 2019-07-30 | 2019-08-31 |
| Leeds Fund International Limited 競富基金國際有限公司 |
RO | Type 9 — Asset management | 2019-07-30 | 2019-08-31 |
| Leeds Securities Investment Limited 競富證券金融有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-02 | 2019-07-30 |
| Leeds Fund International Limited 競富基金國際有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-02 | 2019-07-30 |
| Leeds Fund International Limited 競富基金國際有限公司 |
Rep | Type 9 — Asset management | 2019-07-02 | 2019-07-30 |
| Koala Capital Management Limited 樹熊資本管理有限公司 |
RO | Type 9 — Asset management | 2018-10-18 | 2019-01-31 |
| Koala Capital Management Limited 樹熊資本管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-26 | 2018-10-18 |
| Koala Securities Limited 樹熊證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-27 | 2019-01-31 |
| Koala Securities Limited 樹熊證券有限公司 |
RO | Type 4 — Advising on securities | 2017-02-27 | 2019-01-31 |
| Koala Securities Limited 樹熊證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-08 | 2017-02-27 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-15 | 2016-10-31 |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-08-15 | 2016-10-31 |
| Koala Securities Limited 樹熊證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-31 | 2016-07-08 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-02 | 2015-06-26 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-02 | 2015-06-26 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-25 | 2011-10-25 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-25 | 2011-10-25 |