Chung Wai So
蘇聰惠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Wai So (蘇聰惠), a licensed Responsible Officer with CE reference AJM815. Currently licensed at 1 firm(s): Koala Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Koala Securities Limited 樹熊證券有限公司 |
RO | Type 4 — Advising on securities | 2017-11-02 | present |
| Koala Securities Limited 樹熊證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-08 | present |
| Koala Securities Limited 樹熊證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-05 | 2016-01-08 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-06-09 | 2015-10-30 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-02 | 2014-06-09 |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-05 | 2014-04-15 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-21 | 2011-12-05 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-07 | 2008-11-03 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-19 | 2007-04-23 |