Jacky Chun Ho Lau
劉振豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jacky Chun Ho Lau (劉振豪), a licensed former licensee with CE reference AUG743. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Koala Capital Management Limited 樹熊資本管理有限公司 |
RO | Type 9 — Asset management | 2021-06-02 | 2024-12-31 |
| Koala Securities Limited 樹熊證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-27 | 2024-12-31 |
| Koala Securities Limited 樹熊證券有限公司 |
RO | Type 4 — Advising on securities | 2021-05-27 | 2024-12-31 |
| Koala Securities Limited 樹熊證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-11 | 2021-05-27 |
| Koala Securities Limited 樹熊證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-11 | 2021-05-27 |
| Koala Capital Management Limited 樹熊資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-05-11 | 2021-06-02 |
| Leeds Fund International Limited 競富基金國際有限公司 |
Rep | Type 9 — Asset management | 2020-02-17 | 2020-07-07 |
| Leeds Securities Investment Limited 競富證券金融有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-17 | 2020-07-07 |
| Leeds Fund International Limited 競富基金國際有限公司 |
RO | Type 4 — Advising on securities | 2020-02-17 | 2020-07-07 |
| Chuenman Securities Limited 川文證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-08 | 2019-02-08 |
| Koala Securities Limited 樹熊證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-09 | 2016-08-04 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-26 | 2015-09-04 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-26 | 2015-09-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-26 | 2015-03-19 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-26 | 2015-03-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-30 | 2011-10-14 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-30 | 2011-10-14 |