Andes Fai Tin Tsoi
蔡揮田
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andes Fai Tin Tsoi (蔡揮田), a licensed former licensee with CE reference ABN399. Total licence records on file: 36.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-07-23 | 2025-12-08 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2025-07-23 | 2025-12-08 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-06-23 | 2025-12-08 |
| SOLARSTONE CAPITAL LIMITED 朝盛資本有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-06 | 2025-02-07 |
| SOLARSTONE CAPITAL LIMITED 朝盛資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-21 | 2024-08-06 |
| SOLARSTONE CAPITAL LIMITED 朝盛資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-14 | 2020-09-21 |
| Leeds Securities Investment Limited 競富證券金融有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-24 | 2020-09-12 |
| Leeds Fund International Limited 競富基金國際有限公司 |
RO | Type 4 — Advising on securities | 2020-02-24 | 2020-09-12 |
| Leeds Securities Investment Limited 競富證券金融有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-20 | 2020-02-24 |
| Leeds Fund International Limited 競富基金國際有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-20 | 2020-02-24 |
| Leeds Fund International Limited 競富基金國際有限公司 |
Rep | Type 9 — Asset management | 2020-02-20 | 2020-09-12 |
| Yellow River Securities Limited 黃河證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-01 | 2020-02-15 |
| Koala Securities Limited 樹熊證券有限公司 |
RO | Type 4 — Advising on securities | 2016-08-15 | 2017-05-31 |
| Koala Securities Limited 樹熊證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-09 | 2017-05-31 |
| LT Finance Management Limited | RO | Type 5 — Advising on futures contracts | 2013-08-26 | 2015-09-07 |
| LT Finance Management Limited | RO | Type 4 — Advising on securities | 2012-12-10 | 2015-09-07 |
| LT Securities Limited 利通證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-04-01 | 2015-09-07 |
| LT Securities Limited 利通證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-04-01 | 2015-09-07 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
RO | Type 1 — Dealing in securities | 2010-08-19 | 2011-01-26 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-15 | 2010-08-19 |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-06-16 | 2010-07-14 |
| King Fook Commodities Company Limited 景福商品有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-04-20 | 2008-06-12 |
| King Fook Commodities Company Limited 景福商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-02-06 | 2007-04-20 |
| King Fook Securities Company Limited 景福證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-12-21 | 2008-06-12 |
| King Fook Securities Company Limited 景福證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-29 | 2006-12-21 |
| Henyep Securities Limited 興業證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-11-02 | 2006-09-15 |
| Henyep Securities Limited 興業證券有限公司 |
RO | Type 7 — Providing automated trading services | 2004-11-02 | 2004-12-14 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-05 | 2004-11-02 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-30 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-09-30 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-19 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-02-18 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-19 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-19 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-18 |