LT Finance Management Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for LT Finance Management Limited, a Hong Kong-based licensed corporation with CE reference AZR488. Current licensed staff on file: 0 (total recorded over time: 18). Earliest licence on file: 2012-12-10.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2012-12-10 | 2019-09-25 |
| Type 5 — Advising on futures contracts | 2013-08-26 | 2019-09-25 |
Licensed staff (all-time) (18)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hop Mo Chan 陳合武 | RO 5 Rep 4 | 2018-05 | 2019-05 |
| Wing Yam Eugenia Chan 陳泳欽 | RO 4 Rep 4, 5 | 2013-11 | 2017-09 |
| Steven Chun Hin Chu 朱振軒 | RO 4 Rep 5 | 2012-12 | 2014-09 |
| Ying Fai Fan 范應輝 | RO 4, 5 | 2014-12 | 2017-11 |
| Philip Wei Kee Law 羅偉基 | RO 5 | 2016-08 | 2018-03 |
| Ching Po Tong 湯正保 | RO 4 | 2018-06 | 2019-09 |
| Andes Fai Tin Tsoi 蔡揮田 | RO 4, 5 | 2012-12 | 2015-09 |
| Tsz Chiu Yau 丘子釗 | RO 4, 5 | 2012-12 | 2019-09 |
| Chi Hang (SFC:BBB603) Chan 陳致衡 | Rep 4, 5 | 2013-07 | 2019-03 |
| Kwok Ying (SFC:BKT312) Chan 陳幗盈 | Rep 4, 5 | 2017-10 | 2019-03 |
| See Wing Chan 陳思頴 | Rep 4, 5 | 2013-07 | 2015-02 |
| Kwok Fai Chau 周國輝 | Rep 4 | 2016-06 | 2017-06 |
| Rose Ko 高湘維 | Rep 4, 5 | 2018-08 | 2019-03 |
| Chung Kin Kwan 關仲堅 | Rep 4, 5 | 2015-09 | 2019-03 |
| Yuet Chiu Lau 劉月超 | Rep 4 | 2014-10 | 2018-04 |
| Ka Lim Lee 李嘉廉 | Rep 4 | 2013-07 | 2013-09 |
| Ki Cheong Lee 李奇昌 | Rep 4 | 2016-06 | 2018-05 |
| Oi Chu Ng 吳愛珠 | Rep 4, 5 | 2018-08 | 2019-03 |
Showing 1–18 of 18