Wing Yam Eugenia Chan
陳泳欽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yam Eugenia Chan (陳泳欽), a licensed former licensee with CE reference BAH319. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
RO | Type 4 — Advising on securities | 2019-02-01 | 2019-02-08 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-03 | 2019-02-08 |
| LT Securities Limited 利通證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-28 | 2017-09-06 |
| LT Finance Management Limited | RO | Type 4 — Advising on securities | 2017-07-28 | 2017-09-06 |
| LT Securities Limited 利通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-07-27 | 2017-09-06 |
| LT Finance Management Limited | Rep | Type 5 — Advising on futures contracts | 2017-07-27 | 2017-09-06 |
| LT Securities Limited 利通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-27 | 2017-07-28 |
| LT Finance Management Limited | Rep | Type 4 — Advising on securities | 2013-11-27 | 2017-07-28 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-04 | 2013-11-16 |