Ching Po Tong
湯正保
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Po Tong (湯正保), a licensed former licensee with CE reference AAA202. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LT Securities Limited 利通證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-06 | 2019-09-19 |
| LT Finance Management Limited | RO | Type 4 — Advising on securities | 2018-06-06 | 2019-09-19 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-09 | 2017-04-06 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-19 | 2016-08-09 |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-28 | 2016-04-18 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-25 | 2016-01-28 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2015-05-15 | 2015-12-31 |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-03-05 | 2013-11-30 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-21 | 2010-03-05 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-01-10 | 2010-01-04 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-29 | 2007-01-10 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-10 | 2006-12-15 |