Leading Securities Company Limited
立鼎證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leading Securities Company Limited (立鼎證券有限公司), a Hong Kong-based licensed corporation with CE reference BAL779. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 8 (total recorded over time: 65). Earliest licence on file: 2013-02-21.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
8/F, Prosperity Tower, 39 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2013-02-21 | present |
| Type 4 — Advising on securities | 2013-02-21 | present |
| Type 9 — Asset management | 2014-02-25 | present |
Licensed staff (all-time) (65)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Shih-Jen Cheng 鄭世仁 | RO 1, 4 | 2013-06 | 2013-08 |
| Inez Yan Chow 周茵 | RO 4, 9 | 2013-10 | 2015-02 |
| Priscilla Hau Yi Chu 朱巧儀 | RO 1 Rep 1 | 2016-09 | Present |
| Yang da 笪洋 | RO 1, 4, 9 Rep 9 | 2016-11 | 2019-05 |
| Kai Lai Hon 韓嘉麗 | RO 1, 4 Rep 1, 4 | 2016-01 | 2017-04 |
| Letian Hu 胡樂天 | RO 1, 4, 9 Rep 1, 4, 9 | 2019-03 | Present |
| Guangyu Li 李光宇 | RO 1, 4, 9 Rep 4, 9 | 2019-04 | 2020-08 |
| Meng (SFC:APQ664) Li 李蒙 | RO 4 Rep 1, 4 | 2019-08 | 2022-09 |
| Ni Lin 林昵 | RO 1, 4 Rep 1, 4, 9 | 2013-02 | 2015-05 |
| Andrew Keith MacIntosh | RO 1, 4, 9 | 2013-02 | 2014-12 |
| Nicholas William McDonald | RO 1, 4, 9 | 2015-02 | 2016-02 |
| Hiu Lam Mok 莫曉籃 | RO 1, 4 Rep 1, 4 | 2017-04 | 2017-11 |
| Anne Yu See 施柔安 | RO 1 Rep 1, 4 | 2014-01 | 2014-04 |
| Neil John Sheather | RO 1, 4, 9 | 2015-01 | 2016-01 |
| Po Ching So 蘇寶清 | RO 1, 4, 9 Rep 1, 4, 9 | 2017-02 | 2019-10 |
| Ching Po Tong 湯正保 | RO 1 Rep 1 | 2016-04 | 2017-04 |
| Anthony Bosco Sze Yuen Wai 韋思源 | RO 1 Rep 1, 4, 9 | 2013-12 | 2015-04 |
| Arthur Kai Chung Wong 王啟聰 | RO 1, 4 Rep 9 | 2013-02 | 2014-02 |
| Chi Tai Wong 黃志泰 | RO 4, 9 | 2016-04 | 2017-02 |
| Wai Tong Woo 胡偉堂 | RO 1, 4, 9 Rep 1, 4, 9 | 2016-01 | 2016-12 |
| Jun Xie 谢骏 | RO 1, 4, 9 | 2019-07 | Present |
| Wei-Kuo Yeh 葉為國 | RO 1, 4 Rep 1, 4 | 2017-04 | 2019-05 |
| Hoi Yan (SFC:BQU952) Chan 陳凱欣 | Rep 1 | 2024-11 | 2025-07 |
| Rick Kaiwui Chow 周啟匯 | Rep 4, 9 | 2015-08 | 2016-01 |
| Bin Deng 鄧斌 | Rep 1, 4, 9 | 2020-01 | 2024-04 |
| Christie Kwan Yu Diec 易鈞儒 | Rep 1 | 2025-08 | 2025-09 |
| Wenxin Ding 丁文昕 | Rep 1, 4, 9 | 2016-08 | 2017-12 |
| Xipu Ding 丁希璞 | Rep 1, 4 | 2020-10 | 2020-12 |
| Hao Dong 董浩 | Rep 1, 4 | 2019-08 | 2021-11 |
| Jialu Du 杜佳璐 | Rep 1, 4, 9 | 2018-01 | 2020-11 |
| Meiling Fei 費美玲 | Rep 1, 4 | 2019-08 | 2026-04 |
| Qianhua Gao 高千驊 | Rep 1, 4, 9 | 2018-04 | 2018-05 |
| Ying Wo Ho 何應和 | Rep 1, 4 | 2019-09 | 2021-02 |
| Shen-Hung Hsiao 蕭盛弘 | Rep 9 | 2023-06 | 2024-05 |
| Chuan (SFC:BOQ810) Huang 黃川 | Rep 1, 4, 9 | 2019-08 | 2022-12 |
| Hui Jia 贾慧 | Rep 1, 4 | 2019-08 | 2022-08 |
| Anna Yen Kim 嚴立恬 | Rep 1, 4, 9 | 2016-05 | 2016-08 |
| Kwok Kuen Ko 柯國權 | Rep 1 | 2018-01 | 2023-10 |
| Cheuk Lai Lau 劉卓禮 | Rep 1, 4 | 2016-09 | 2017-06 |
| Guo Li 李果 | Rep 1, 4, 9 | 2018-07 | 2018-12 |
| Mengxuan Li 李夢旋 | Rep 1, 4, 9 | 2019-03 | Present |
| Nan (SFC:BJR330) Li 李楠 | Rep 1, 4, 9 | 2017-06 | 2019-12 |
| Yuyu Li 李育禹 | Rep 1, 4, 9 | 2018-08 | 2021-06 |
| Zihao (SFC:BPS748) Li 李子豪 | Rep 1, 4 | 2020-06 | 2020-08 |
| Jianmin Liao 廖健敏 | Rep 1, 4, 9 | 2020-03 | 2020-08 |
| Yawen (SFC:BSE880) Liu 劉亞穩 | Rep 1, 4, 9 | 2022-03 | Present |
| Wai Kwong (SFC:AWP695) Ng 伍偉光 | Rep 1 | 2015-03 | 2015-05 |
| Yang (SFC:BOI804) Sun 孫楊 | Rep 1, 4 | 2019-08 | Present |
| Hongyu Tao 陶泓羽 | Rep 1, 4 | 2025-10 | Present |
| Hui (SFC:BVY691) Wang 汪慧 | Rep 1 | 2025-03 | 2026-05 |
| Pinyue Wang 王品月 | Rep 1, 4, 9 | 2020-04 | 2020-06 |
| Yixin Wang 王祎馨 | Rep 1, 4 | 2020-06 | 2021-08 |
| Qiang (SFC:BOR190) Wen 闻强 | Rep 1, 4, 9 | 2019-08 | Present |
| Chun Lun Wong 王俊麟 | Rep 1 | 2023-09 | 2024-11 |
| Chi Sik Wu 胡智晰 | Rep 1, 4, 9 | 2021-09 | 2021-10 |
| Haozong Wu 吴浩宗 | Rep 1, 4 | 2020-11 | 2021-06 |
| Miaomiao Wu 武苗苗 | Rep 1, 4, 9 | 2020-04 | 2024-04 |
| Yunqin Xie 解云欽 | Rep 1, 4, 9 | 2018-01 | 2019-03 |
| Li Xing 邢莉 | Rep 1, 4, 9 | 2018-05 | 2021-04 |
| Chanjuan Xu 徐嬋娟 | Rep 1, 4 | 2019-04 | 2021-07 |
| Min (SFC:BVD608) Yang 楊旻 | Rep 4, 9 | 2024-08 | 2026-03 |
| Dandan Ye 叶丹丹 | Rep 1, 4, 9 | 2019-02 | 2025-12 |
| Siu Hang (SFC:BAO008) Yeung 楊少恒 | Rep 1, 4 | 2014-01 | 2014-04 |
| Chune Zhang 张春娥 | Rep 1, 4 | 2019-09 | 2020-05 |
| Jin (SFC:BFS725) Zhang 張瑾 | Rep 1, 4, 9 | 2016-09 | 2017-06 |
Showing 1–65 of 65
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