Guo Li
李果
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guo Li (李果), a licensed former licensee with CE reference BMU801. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-31 | 2024-02-26 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-31 | 2024-02-26 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-08-31 | 2024-02-26 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-30 | 2018-12-17 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-30 | 2018-12-17 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 9 — Asset management | 2018-07-30 | 2018-12-17 |