Jianmin Liao
廖健敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianmin Liao (廖健敏), a licensed former licensee with CE reference BPK756. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-24 | 2021-09-30 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-24 | 2021-09-30 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 9 — Asset management | 2020-09-24 | 2021-09-30 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-02 | 2020-08-07 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-02 | 2020-08-07 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 9 — Asset management | 2020-03-02 | 2020-08-07 |