Yunqin Xie
解云欽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunqin Xie (解云欽), a licensed former licensee with CE reference BJG869. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-05-05 | 2023-07-19 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-05-05 | 2023-07-19 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 9 — Asset management | 2023-01-05 | 2023-07-19 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-01-19 | 2023-07-19 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 4 — Advising on securities | 2022-01-19 | 2023-07-19 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-20 | 2021-06-27 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 4 — Advising on securities | 2020-04-20 | 2021-06-27 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 9 — Asset management | 2020-04-20 | 2021-06-27 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-19 | 2020-04-20 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-19 | 2020-04-20 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
Rep | Type 9 — Asset management | 2020-03-19 | 2020-04-20 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-22 | 2019-11-11 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-22 | 2019-11-11 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 9 — Asset management | 2019-03-22 | 2019-11-11 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-02 | 2019-03-03 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-02 | 2019-03-03 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 9 — Asset management | 2018-01-02 | 2019-03-03 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-18 | 2017-11-07 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-24 | 2017-05-08 |