Christie Kwan Yu Diec
易鈞儒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christie Kwan Yu Diec (易鈞儒), a licensed Representative with CE reference BBM842. Currently licensed at 1 firm(s): Zircon Securities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 17.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-30 | present |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-09-30 | present |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-30 | present |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2025-09-30 | present |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2025-09-30 | present |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-27 | 2025-09-15 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-06 | 2023-06-05 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-06 | 2023-06-05 |
| Soliton Securities Limited 善恆證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-03 | 2020-12-31 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-16 | 2019-08-24 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-12 | 2019-08-24 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-12 | 2019-08-24 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-16 | 2017-07-28 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-16 | 2017-07-28 |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2013-09-16 | 2015-02-23 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-24 | 2015-10-09 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-24 | 2015-10-09 |