Annum Asset Management (Hong Kong) Limited

CE No. BAT778 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Annum Asset Management (Hong Kong) Limited (), a Hong Kong-based licensed corporation with CE reference BAT778. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 16 (total recorded over time: 65). Earliest licence on file: 2013-07-05.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

Room 1912, 19/F, Standard Chartered Bank Building, 4-4A Des Voeux Rd Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	2021-07-20	present
Type 4 — Advising on securities	2013-12-24	present
Type 9 — Asset management	2013-07-05	present
Type 5 — Advising on futures contracts	2013-12-24	2026-05-15

Licensed staff (all-time) (65)
Active on date

1 Dealing in securities 4 Advising on securities 5 Advising on futures contracts 9 Asset management

RO only

Name	Activities	First licensed	To
Jack P Chang 張鵬	RO 4, 5, 9	2017-11	2020-03
Lam Chiu Hui 許林釗	RO 4, 5, 9	2019-01	2019-08
Michael Siu Chun Hung 洪小駿	RO 4, 5, 9	2013-07	2017-09
Yiu Kwong Kan 簡耀光	RO 5	2018-05	2018-06
Jason Kook 郭耀泉	RO 9 Rep 4, 5	2017-03	2018-03
Ni Kwai 季妮	RO 9 Rep 9	2013-09	2017-08
Chun Bong Leung 梁振邦	RO 4, 5 Rep 9	2013-12	2017-09
Man Kit Leung 梁文傑	RO 1, 4, 5, 9 Rep 4, 5, 9	2019-07	2026-01
Koon Lok Li 李冠樂	RO 4, 9 Rep 4, 9	2018-08	2019-01
Kwong Fai Mak 宓光輝	RO 9	2015-06	2017-09
Hung-Wei Sung 宋泓緯	RO 1, 4, 9 Rep 4, 5, 9	2019-11	Present
Bin Wang 王斌	RO 5 Rep 5	2017-10	2018-04
Christopher Tze Chern Wee 黃志成	RO 9 Rep 4, 5	2013-07	2015-04
Wen Xiao 肖文	RO 1, 4, 5, 9 Rep 4, 9	2020-01	Present
Wing Hung Yu 余永洪	RO 4, 9 Rep 5	2017-02	2018-07
Pak Sze Au 歐柏斯	Rep 1, 4, 9	2025-05	Present
Lai Yin (SFC:BAR438) Chan 陳麗賢	Rep 9	2013-08	2014-11
Nicole Wing Ki Chan 陳穎琪	Rep 1, 4, 9	2020-03	2023-11
Wan Ting Chan 陳韻婷	Rep 9	2013-08	2014-09
Chi Jen Chen	Rep 1, 4	2024-04	2025-02
Yu Guang Chen 陳俞光	Rep 1, 4	2024-04	2024-10
Man Wai Cheng 鄭文慧	Rep 9	2013-08	2017-09
Shun Lai Cheng 鄭純麗	Rep 9	2013-08	2016-09
Wan Chun Chim 詹昀臻	Rep 9	2013-09	2015-04
Ching Ching 程晴	Rep 9	2016-05	2017-09
William Shijun Deng	Rep 4, 9	2018-06	2018-09
Christie Kwan Yu Diec 易鈞儒	Rep 9	2013-09	2015-02
Chih To Fang 方志鐸	Rep 1, 4, 9	2021-01	2024-06
Tin Noel Fu 傅渟	Rep 9	2025-03	2026-02
Kam To Ho 何金濤	Rep 1, 4	2022-07	2024-08
Hsiao Hsien Jen	Rep 1, 4	2024-06	2025-08
Chi Pang Ko 高智鵬	Rep 1, 4	2023-09	2023-11
Tin Chun Kong	Rep 4, 5, 9	2020-02	2020-08
Yuk Lun Kwan 關毓麟	Rep 9	2014-08	2014-11
Cheuk Lun Lau 劉卓麟	Rep 4, 9	2018-03	2019-11
Zen Tung Lau 劉善童	Rep 1, 4, 9	2024-05	2024-11
Xue Le 樂雪	Rep 4, 9	2018-01	2018-06
Jin Yi Li 李進壹	Rep 1, 4, 9	2023-05	Present
Qiyuan Li 李启媛	Rep 4, 9	2018-11	2021-06
Tzu Ning Liu 劉子寧	Rep 1, 4, 9	2023-05	Present
Kin Fan Karena Lo 勞建勛	Rep 1, 9	2025-11	Present
Man Kit Lui 雷文傑	Rep 9	2013-09	2014-07
Samson Yiu Cho Lui 呂耀祖	Rep 1, 4, 9	2023-09	Present
Yuhan Luo 羅羽涵	Rep 4, 9	2018-09	2019-02
Chung Kit Mak 麥宗杰	Rep 9	2013-09	2014-02
Hung Cheung Mong 蒙鴻章	Rep 9	2013-10	2015-08
Yuk Ngan 顏旭	Rep 9	2013-10	2015-06
Ofra Sueh Hung Ou 歐雪虹	Rep 1, 4, 9	2020-06	Present
Yan Yi Seipelt 蔡欣怡	Rep 1, 4, 5, 9	2020-10	Present
Chun Wai Shum 沈俊威	Rep 1, 4, 5, 9	2020-09	Present
Chun Wing Sze 施俊榮	Rep 1, 9	2025-07	Present
Hao-Wei Ting 丁豪威	Rep 1, 4, 9	2022-05	Present
Wing Yee Ting 丁詠儀	Rep 1, 4, 9	2023-05	2024-10
Chun Wa Tiu 刁振華	Rep 9	2014-05	2015-03
Barbara Shiuan Wang 王瑄	Rep 9	2015-07	2016-07
Tong (SFC:BMX991) Wang 王彤	Rep 4, 9	2018-06	2018-07
Yu Wei 魏鈺	Rep 1, 4, 9	2020-10	Present
Chin Wing Michelle Wong 王芊穎	Rep 1, 4	2024-04	Present
Ting Yuen Wong 黃亭淵	Rep 9	2014-06	2015-11
Tsun Man Wong 黃浚汶	Rep 9	2013-09	2014-05
Yiu Hin Wong 黃耀軒	Rep 1, 4, 5, 9	2021-09	2025-04
Lai Man Mandy Woo 胡麗文	Rep 1, 4	2023-08	2025-07
Tze Yui Woo 胡子銳	Rep 4	2019-11	2021-05
Yujie Xu 許宇洁	Rep 1, 4, 9	2023-08	Present
Mingfei Yu 俞鸣飞	Rep 1, 4, 9	2022-05	Present