Kwong Fai Mak
宓光輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Fai Mak (宓光輝), a licensed former licensee with CE reference AEF530. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2021-04-12 | 2022-08-23 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 4 — Advising on securities | 2020-01-22 | 2022-08-23 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-01-22 | 2022-08-23 |
| Annum Asset Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2015-06-22 | 2017-09-18 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-03-05 | 2022-08-23 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 7 — Providing automated trading services | 2011-01-07 | 2022-08-23 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 1 — Dealing in securities | 2005-12-19 | 2022-08-24 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-07-13 | 2022-08-24 |
| Yicko Futures Limited 益高期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-06-01 |
| Yicko Futures Limited 益高期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-06-01 |
| Yicko Futures Limited 益高期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-01 |