William Shijun Deng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Shijun Deng ( ), a licensed former licensee with CE reference BGT750. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-08-30 | 2025-03-31 |
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 4 — Advising on securities | 2021-08-30 | 2025-03-31 |
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 9 — Asset management | 2021-08-30 | 2025-03-31 |
| Sigma Capital Management Limited 眾和證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-07 | 2021-08-30 |
| Sigma Capital Management Limited 眾和證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-07 | 2021-08-30 |
| Sigma Capital Management Limited 眾和證券有限公司 |
Rep | Type 9 — Asset management | 2021-07-07 | 2021-08-30 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-23 | 2021-03-10 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-04-07 | 2021-03-10 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
RO | Type 9 — Asset management | 2020-04-07 | 2021-03-10 |
| Tensant Securities Limited 天晟證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-02 | 2019-12-10 |
| Tensant Securities Limited 天晟證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-08 | 2019-07-02 |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2018-06-28 | 2018-09-14 |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2018-06-28 | 2018-09-14 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-25 | 2018-02-28 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-22 | 2017-02-13 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-22 | 2017-02-13 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-06 | 2016-03-01 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-06 | 2016-03-01 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-01-06 | 2016-03-01 |