Sigma Capital Management Limited

眾和證券有限公司

CE No. AQG407 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sigma Capital Management Limited (眾和證券有限公司), a Hong Kong-based licensed corporation with CE reference AQG407. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 11 (total recorded over time: 42). Earliest licence on file: 2008-03-12.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

901-903, 9/F, HARBOUR CENTRE, 25 HARBOUR ROAD, WANCHAI

Licence history

Activity	From	To
Type 1 — Dealing in securities	2012-06-27	present
Type 4 — Advising on securities	2016-04-18	present
Type 9 — Asset management	2008-03-12	present

Licensed staff (all-time) (42)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Ka Shing Chan 陳嘉誠	RO 4, 9 Rep 4, 9	2015-11	2018-04
Yuk Chor Chan 陳旭初	RO 9	2008-03	2009-10
Jimmy Min Tat Cheng 鄭勉達	RO 1, 4, 9	2008-03	2022-01
Natalie Cruz 高詩蘊	RO 4, 9	2015-11	2020-01
William Shijun Deng	RO 1, 4, 9 Rep 1, 4, 9	2021-07	2025-03
Karen Chia Lin Hsu 徐嘉琳	RO 1, 4, 9	2011-03	2021-10
Zheng Huo 霍正	RO 1, 4, 9 Rep 9	2023-01	Present
Lawrence Tim Ming Ka 賈添明	RO 1, 4, 9	2015-11	2020-01
Man Kit Lo 盧文傑	RO 9 Rep 9	2009-02	2010-04
Sukant Radhakant Sharma	RO 9	2010-05	2011-03
Qiao Tang 唐喬	RO 9 Rep 1, 4	2024-04	Present
Ronnie Shang Yen Wu 伍尚仁	RO 1, 4, 9	2015-11	2020-01
Zhaoqian Wu 吳肇倩	RO 1, 4, 9 Rep 1, 4, 9	2021-12	Present
Xiaofeng (SFC:BWK670) Zhang 張曉鋒	RO 4, 9 Rep 1, 4, 9	2025-10	Present
Arnold Koon Wai Chan 陳冠偉	Rep 9	2010-04	2017-09
Chin Yu Chan 陳芊如	Rep 1	2016-12	2017-06
Tsz Leung Chan 陳子良	Rep 4, 9	2015-11	2020-01
Yu Cheung Chau 鄒宇翔	Rep 4, 9	2016-01	2020-01
Elaine Chi Ling Cheng 鄭芝苓	Rep 1, 9	2016-01	2016-12
Kai Cheung Cheng 鄭啟翔	Rep 4, 9	2015-11	2020-01
Pei Du 杜培	Rep 1	2023-10	2023-12
Zihan Gao 高子涵	Rep 1, 4, 9	2025-02	Present
Jiajie He 何家杰	Rep 1, 4	2025-07	2025-09
Ki Hiu Ho 何其曉	Rep 9	2009-02	2009-10
Lingcen Huang 黃凌岑	Rep 9	2024-11	Present
Ronny Shing Hong Lai 黎承康	Rep 1, 9	2010-03	2021-12
Hon Gay Lau 劉漢畿	Rep 9	2015-12	2020-01
Yat Chung Lau 劉逸聰	Rep 4, 9	2015-11	2018-07
Wenyi Li 李文翌	Rep 1, 4, 9	2023-09	2024-09
Pei Luo 羅培	Rep 4, 9	2019-11	2020-01
Jia Mei 梅佳	Rep 1, 4, 9	2025-01	Present
Kar Lam Ng 吳嘉霖	Rep 9	2008-11	2009-12
Sze Hon Ng 伍思瀚	Rep 9	2016-08	2019-08
Lin Ni 倪琳	Rep 1, 4	2025-10	Present
Shiqi Shen 沈詩琪	Rep 1, 4, 9	2024-07	Present
Elizabeth Yee Man Sinn 單伊文	Rep 9	2018-09	2020-01
Andrew Wun Man Wong 黃煥文	Rep 1, 4, 9	2015-11	2020-01
Shiu Fung Wong 王韶鋒	Rep 9	2016-07	2020-01
Minwen Xue 薛旻雯	Rep 1, 4, 9	2025-06	2025-08
Rui (SFC:BTR899) Zhang 張蕊	Rep 1, 4	2023-06	2026-03
Beichen Zhou 周北辰	Rep 1, 4, 9	2023-11	Present
Zuochen Zhou 周作塵	Rep 1, 4, 9	2025-11	Present