Yu Cheung Chau

鄒宇翔
CE No. BGU344 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Cheung Chau (鄒宇翔), a licensed Responsible Officer with CE reference BGU344. Currently licensed at 1 firm(s): Penjing Asset Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Penjing Asset Management (Asia) Limited Rep Type 1 — Dealing in securities 2023-10-05 present
Penjing Asset Management (Asia) Limited RO Type 4 — Advising on securities 2023-10-05 present
Penjing Asset Management (Asia) Limited RO Type 9 — Asset management 2023-10-05 present
Penjing Asset Management (Asia) Limited Rep Type 4 — Advising on securities 2020-01-16 2023-10-05
Penjing Asset Management (Asia) Limited Rep Type 9 — Asset management 2020-01-16 2023-10-05
Sigma Capital Management Limited
眾和證券有限公司
Rep Type 4 — Advising on securities 2016-04-22 2020-01-08
Sigma Capital Management Limited
眾和證券有限公司
Rep Type 9 — Asset management 2016-01-19 2020-01-08

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