Lawrence Tim Ming Ka
賈添明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Tim Ming Ka (賈添明), a licensed former licensee with CE reference ADR465. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Modus Asset Management Limited | RO | Type 9 — Asset management | 2021-07-30 | 2022-12-31 |
| Modus Asset Management Limited | Rep | Type 9 — Asset management | 2021-07-09 | 2021-07-30 |
| Penjing Asset Management (Asia) Limited | RO | Type 1 — Dealing in securities | 2020-01-08 | 2021-05-31 |
| Penjing Asset Management (Asia) Limited | RO | Type 4 — Advising on securities | 2020-01-08 | 2021-05-31 |
| Penjing Asset Management (Asia) Limited | RO | Type 9 — Asset management | 2020-01-08 | 2021-05-31 |
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-16 | 2020-01-08 |
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 4 — Advising on securities | 2016-04-18 | 2020-01-08 |
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 9 — Asset management | 2015-11-02 | 2020-01-08 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-10-29 | 2014-10-22 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-03-24 | 2015-10-30 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2005-03-24 | 2015-10-30 |