Penjing Asset Management (HK) Limited
盆景資產管理(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Penjing Asset Management (HK) Limited (盆景資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ALN651. Current licensed staff on file: 0 (total recorded over time: 32). Earliest licence on file: 2005-03-24.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2009-10-29 | 2016-02-03 |
| Type 4 — Advising on securities | 2005-03-24 | 2016-02-03 |
| Type 9 — Asset management | 2005-03-24 | 2017-07-28 |
Licensed staff (all-time) (32)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Natalie Cruz 高詩蘊 | RO 4, 9 Rep 4, 9 | 2005-05 | 2015-10 |
| Marc Michael Fisher | RO 1, 9 | 2013-01 | 2016-05 |
| Maximilian Alexander Gottschalk | RO 1, 9 | 2012-11 | 2015-12 |
| Lawrence Tim Ming Ka 賈添明 | RO 1, 4, 9 | 2005-03 | 2015-10 |
| Kok Wah Lau 劉國華 | RO 1, 4, 9 Rep 1, 4, 9 | 2005-03 | 2012-08 |
| Fai Hung Ma 馬暉洪 | RO 4, 9 Rep 4, 9 | 2005-08 | 2015-10 |
| Mimi Wing Sze Tong 唐穎思 | RO 1, 4 Rep 4, 9 | 2010-03 | 2012-09 |
| Ronnie Shang Yen Wu 伍尚仁 | RO 4, 9 Rep 4, 9 | 2005-06 | 2014-12 |
| Joyce Sze Nga Chan 陳思雅 | Rep 4, 9 | 2008-07 | 2014-09 |
| Ka Shing Chan 陳嘉誠 | Rep 4, 9 | 2007-08 | 2015-10 |
| Tsz Leung Chan 陳子良 | Rep 4, 9 | 2008-06 | 2015-10 |
| Yan (SFC:AOG953) Chan 陳昕 | Rep 4, 9 | 2009-11 | 2010-06 |
| Kai Cheung Cheng 鄭啟翔 | Rep 4, 9 | 2010-12 | 2015-10 |
| Tsz Lan Chua 蔡紫蘭 | Rep 4, 9 | 2009-03 | 2009-09 |
| Chuen Loong Hugh 丘俊隆 | Rep 4, 9 | 2010-02 | 2011-03 |
| Karen Wai Yee Hui 許慧怡 | Rep 1 | 2014-01 | 2015-11 |
| Simon Hwang 黃義天 | Rep 9 | 2015-06 | 2015-11 |
| Hoi Fai Lai 黎凱輝 | Rep 4, 9 | 2009-02 | 2010-06 |
| Norris Man Ngar Lam 林曼雅 | Rep 1 | 2014-01 | 2015-11 |
| Hon Gay Lau 劉漢畿 | Rep 4 | 2015-02 | 2015-09 |
| Lucia Tak Yee Lau 劉德怡 | Rep 4, 9 | 2006-09 | 2013-11 |
| Po Yan Lau 劉寶茵 | Rep 4, 9 | 2013-11 | 2015-07 |
| Yat Chung Lau 劉逸聰 | Rep 4, 9 | 2009-01 | 2015-10 |
| Steven Hyung Wk Lee | Rep 1 | 2013-08 | 2015-05 |
| U Man Leong 梁宇文 | Rep 4, 9 | 2007-06 | 2011-01 |
| Yuen Mei (SFC:ACC257) Leung 梁婉薇 | Rep 4, 9 | 2006-08 | 2012-05 |
| Kwok Chun Li 李國俊 | Rep 4, 9 | 2010-06 | 2011-03 |
| Ting (SFC:BCY951) Lu 盧挺 | Rep 9 | 2015-04 | 2015-11 |
| Chris Man Cheuk Pun 潘文焯 | Rep 9 | 2015-04 | 2015-12 |
| Elizabeth Yee Man Sinn 單伊文 | Rep 1, 4, 9 | 2011-05 | 2012-11 |
| Andrew Wun Man Wong 黃煥文 | Rep 4, 9 | 2007-08 | 2015-10 |
| Kenneth Kin Wong 黃健 | Rep 4, 9 | 2009-03 | 2010-06 |
Showing 1–32 of 32