Norris Man Ngar Lam
林曼雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Norris Man Ngar Lam (林曼雅), a licensed former licensee with CE reference ARO521. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-21 | 2015-11-16 |
| FPCG (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2012-05-22 | 2013-07-19 |
| Guggenheim Securities (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2009-03-13 | 2010-09-17 |