Ting (SFC:BCY951) Lu
盧挺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting (SFC:BCY951) Lu (盧挺), a licensed former licensee with CE reference BCY951. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-06-25 | 2025-10-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-06-25 | 2025-10-10 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-04-01 | 2015-11-30 |
| Pangu Capital Limited 盤古資本有限公司 |
Rep | Type 9 — Asset management | 2014-03-12 | 2015-02-09 |