Yat Chung Lau
劉逸聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Chung Lau (劉逸聰), a licensed former licensee with CE reference ARX092. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GROW Asset Management (HK) Limited |
RO | Type 9 — Asset management | 2018-09-18 | 2022-10-27 |
| GROW Asset Management (HK) Limited |
Rep | Type 9 — Asset management | 2018-07-20 | 2018-09-18 |
| Sigma Capital Management Limited 眾和證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-22 | 2018-07-19 |
| Sigma Capital Management Limited 眾和證券有限公司 |
Rep | Type 9 — Asset management | 2015-11-02 | 2018-07-19 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-07 | 2015-10-30 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-01-07 | 2015-10-30 |