Tsz Leung Chan
陳子良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Leung Chan (陳子良), a licensed Responsible Officer with CE reference ARD249. Currently licensed at 1 firm(s): Penjing Asset Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Penjing Asset Management (Asia) Limited | RO | Type 1 — Dealing in securities | 2023-11-03 | present |
| Penjing Asset Management (Asia) Limited | RO | Type 4 — Advising on securities | 2021-06-02 | present |
| Penjing Asset Management (Asia) Limited | RO | Type 9 — Asset management | 2021-06-02 | present |
| Penjing Asset Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2020-01-16 | 2021-06-02 |
| Penjing Asset Management (Asia) Limited | Rep | Type 9 — Asset management | 2020-01-16 | 2021-06-02 |
| Sigma Capital Management Limited 眾和證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-22 | 2020-01-08 |
| Sigma Capital Management Limited 眾和證券有限公司 |
Rep | Type 9 — Asset management | 2015-11-02 | 2020-01-08 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-23 | 2015-10-30 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-06-23 | 2015-10-30 |