Kenneth Kin Wong
黃健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Kin Wong (黃健), a licensed Responsible Officer with CE reference ACB812. Currently licensed at 1 firm(s): Springboard Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Springboard Capital Limited 思博資本有限公司 |
RO | Type 4 — Advising on securities | 2010-07-02 | present |
| Springboard Capital Limited 思博資本有限公司 |
RO | Type 9 — Asset management | 2010-07-02 | present |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-02 | 2010-06-30 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-03-02 | 2010-06-30 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2007-01-08 | 2009-02-12 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 4 — Advising on securities | 2007-01-08 | 2009-02-12 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 9 — Asset management | 2007-01-08 | 2009-02-12 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-26 | 2007-01-08 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-26 | 2009-02-12 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-26 | 2007-01-08 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2006-05-26 | 2007-01-08 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 1 — Dealing in securities | 2004-11-02 | 2005-05-12 |
| Morgan Stanley Hong Kong Futures Limited | RO | Type 2 — Dealing in futures contracts | 2004-09-23 | 2005-05-12 |
| Morgan Stanley Hong Kong Futures Limited | RO | Type 7 — Providing automated trading services | 2004-09-23 | 2005-05-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-17 | 2005-05-12 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2004-06-17 | 2004-11-02 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2004-06-17 | 2004-09-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2004-06-17 | 2005-05-12 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2004-06-17 | 2004-09-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-01-08 | 2004-06-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2004-01-08 | 2004-06-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-06-12 |
| Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-06-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-09-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 9 — Asset management | present | 2003-09-23 |