Andrew Wun Man Wong

黃煥文
CE No. API022 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Wun Man Wong (黃煥文), a licensed former licensee with CE reference API022. Total licence records on file: 18.

Licence history

FirmRoleRegulated activityFromTo
Penjing Asset Management (Asia) Limited RO Type 1 — Dealing in securities 2020-10-16 2025-11-21
Penjing Asset Management (Asia) Limited RO Type 4 — Advising on securities 2020-10-16 2025-11-21
Penjing Asset Management (Asia) Limited RO Type 9 — Asset management 2020-10-16 2025-11-21
Penjing Asset Management (Asia) Limited Rep Type 1 — Dealing in securities 2020-01-16 2020-10-16
Penjing Asset Management (Asia) Limited Rep Type 4 — Advising on securities 2020-01-16 2020-10-16
Penjing Asset Management (Asia) Limited Rep Type 9 — Asset management 2020-01-16 2020-10-16
Sigma Capital Management Limited
眾和證券有限公司
Rep Type 1 — Dealing in securities 2019-10-24 2020-01-08
Sigma Capital Management Limited
眾和證券有限公司
Rep Type 4 — Advising on securities 2019-10-14 2020-01-08
Sigma Capital Management Limited
眾和證券有限公司
Rep Type 9 — Asset management 2019-10-14 2020-01-08
CreditEase Wealth Management (HK) Limited
宜信財富管理(香港)有限公司
RO Type 4 — Advising on securities 2016-10-19 2019-06-04
CreditEase Wealth Management (HK) Limited
宜信財富管理(香港)有限公司
RO Type 9 — Asset management 2016-10-19 2019-06-04
CreditEase Wealth Management (HK) Limited
宜信財富管理(香港)有限公司
Rep Type 4 — Advising on securities 2016-03-09 2016-10-19
CreditEase Wealth Management (HK) Limited
宜信財富管理(香港)有限公司
Rep Type 9 — Asset management 2016-03-09 2016-10-19
Sigma Capital Management Limited
眾和證券有限公司
Rep Type 9 — Asset management 2015-11-02 2016-02-29
Penjing Asset Management (HK) Limited
盆景資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2008-07-04 2015-10-30
Penjing Asset Management (HK) Limited
盆景資產管理(香港)有限公司
Rep Type 9 — Asset management 2008-07-04 2015-10-30
Penjing Asset Management (HK) Limited
盆景資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2007-08-01 2008-03-12
Penjing Asset Management (HK) Limited
盆景資產管理(香港)有限公司
Rep Type 9 — Asset management 2007-08-01 2008-03-12

Related