Ka Shing Chan
陳嘉誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Shing Chan (陳嘉誠), a licensed Responsible Officer with CE reference APF285. Currently licensed at 1 firm(s): North Rock Capital Management (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited |
RO | Type 1 — Dealing in securities | 2024-04-12 | present |
| North Rock Capital Management (HK) Limited |
RO | Type 9 — Asset management | 2024-04-12 | present |
| North Rock Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2023-02-15 | 2024-04-12 |
| Penjing Asset Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2021-10-20 | 2022-04-29 |
| Penjing Asset Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2021-10-20 | 2022-04-29 |
| Penjing Asset Management (Asia) Limited | Rep | Type 9 — Asset management | 2021-10-05 | 2022-04-29 |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2018-05-14 | 2021-07-06 |
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 4 — Advising on securities | 2016-08-16 | 2018-04-30 |
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 9 — Asset management | 2016-08-16 | 2018-04-30 |
| Sigma Capital Management Limited 眾和證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-22 | 2016-08-16 |
| Sigma Capital Management Limited 眾和證券有限公司 |
Rep | Type 9 — Asset management | 2015-11-02 | 2016-08-16 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-14 | 2015-10-30 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-08-14 | 2015-10-30 |