Steven Hyung Wk Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Hyung Wk Lee, a licensed Responsible Officer with CE reference AUJ842. Currently licensed at 1 firm(s): Mingshi Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mingshi Investment Management Limited 鳴石投資(香港)管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-05 | present |
| Mingshi Investment Management Limited 鳴石投資(香港)管理有限公司 |
Rep | Type 9 — Asset management | 2023-02-20 | present |
| Mingshi Investment Management Limited 鳴石投資(香港)管理有限公司 |
RO | Type 9 — Asset management | 2022-07-26 | 2023-02-20 |
| Mingshi Investment Management Limited 鳴石投資(香港)管理有限公司 |
Rep | Type 9 — Asset management | 2021-12-14 | 2022-07-26 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 — Asset management | 2020-11-12 | 2021-11-29 |
| Constellar Capital Partners Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2016-01-15 | 2020-10-09 |
| Constellar Capital Partners Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2015-11-30 | 2016-01-15 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-02 | 2015-05-29 |
| Gottex Fund Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-10-25 | 2013-12-31 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-28 | 2011-09-17 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-28 | 2011-09-17 |