Wellington Management Hong Kong Limited
威靈頓管理香港有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wellington Management Hong Kong Limited (威靈頓管理香港有限公司), a Hong Kong-based licensed corporation with CE reference AJB478. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 85 (total recorded over time: 283). Earliest licence on file: 2003-09-18.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Registered address
17/F, Two International Finance Centre, 8 Finance Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2003-09-18 | present |
| Type 2 — Dealing in futures contracts | 2013-05-15 | present |
| Type 4 — Advising on securities | 2003-09-18 | present |
| Type 9 — Asset management | 2008-03-05 | present |
Licensed staff (all-time) (283)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Charles Sean Argyle | RO 9 | 2008-03 | 2013-05 |
| Thomas Wilbur Baxter | RO 1, 2, 9 Rep 4 | 2012-03 | 2018-12 |
| Joshua Michael Berger | RO 4, 9 | 2025-11 | Present |
| Patrick Paul Caron | RO 1, 4 | 2019-07 | 2023-05 |
| Jae Won Chang | RO 1, 2 Rep 1, 2 | 2014-05 | Present |
| William Robert Hywel Clark | RO 1, 4 | 2003-09 | 2013-06 |
| Antony John Creighton | RO 1, 4, 9 Rep 1, 4 | 2005-11 | 2013-12 |
| David Charles Cushing | RO 1, 2 | 2013-05 | 2016-10 |
| Cheryl McDaniel Duckworth | RO 9 | 2014-01 | 2018-06 |
| Philip Fei Fei Fan 范飛飛 | RO 9 Rep 1, 4, 9 | 2015-11 | Present |
| Scott Cameron Geary | RO 1, 4 | 2017-09 | 2023-07 |
| Ray Eugene Helfer Jr | RO 1, 2, 4, 9 Rep 1, 4 | 2010-07 | 2019-10 |
| Ming Kei Hui 許銘基 | RO 1, 4 Rep 1, 4 | 2018-10 | Present |
| Ping Kwok 郭蘋 | RO 1, 4 Rep 1, 4, 9 | 2008-01 | Present |
| Marian Sien Mun Li Chan 李陳倩文 | RO 1, 4, 9 Rep 1, 4 | 2005-01 | 2010-05 |
| Ada Lai Ling Mak 麥麗玲 | RO 1, 4 | 2003-09 | 2007-10 |
| Bo Zhang Meunier | RO 4, 9 Rep 4, 9 | 2011-04 | Present |
| Brian Robert Murray | RO 1, 2 Rep 1, 2 | 2013-05 | 2019-10 |
| Jawan Shamel Parker | RO 9 Rep 1, 4 | 2015-11 | 2024-07 |
| Janet Anandhi Perumal | RO 1, 2, 4, 9 Rep 1, 4 | 2014-05 | Present |
| Cedric Roger Armand Jean-Yves Pouillart | RO 1, 2, 4, 9 | 2013-05 | Present |
| Adam Todd Puritz | RO 1, 4, 9 | 2017-09 | 2020-12 |
| Feng (SFC:ANH323) Qian 錢峰 | RO 1, 4 Rep 1, 4 | 2006-04 | 2017-12 |
| Ali Reza Towfighi | RO 1, 4 Rep 1, 4 | 2010-02 | 2015-05 |
| Che Kaei Yu 游智凱 | RO 1, 4 Rep 1, 4 | 2011-07 | 2018-04 |
| Kenneth Lee Abrams | Rep 1, 4 | 2015-11 | 2019-11 |
| Steven Carl Angeli | Rep 1, 4 | 2023-04 | Present |
| Timothy Paschal Antonelli | Rep 1, 4 | 2019-10 | 2019-11 |
| John Franklin Averill | Rep 1, 4 | 2018-10 | 2018-11 |
| Abigail Olken Babson | Rep 1, 4 | 2015-10 | 2025-05 |
| Samuel Cranage Baker | Rep 1, 4 | 2009-01 | 2009-05 |
| Edward Bolles Baldini | Rep 1, 4 | 2017-03 | Present |
| Brian Elliott Barbetta | Rep 1, 4 | 2019-09 | 2024-01 |
| Niraj Dilip Bhagwat | Rep 1, 4 | 2016-04 | 2018-05 |
| Sumeet Kumar Bhalla | Rep 1, 4 | 2022-06 | 2024-02 |
| Wenwen Bi 毕文雯 | Rep 1, 4 | 2024-01 | 2024-02 |
| William Nichols Booth | Rep 9 | 2008-10 | 2011-12 |
| John A Boselli | Rep 1, 4 | 2017-11 | 2023-10 |
| Philip Andrew Brooks | Rep 1, 4 | 2011-01 | Present |
| Jeremy Hemantha Butterworth | Rep 1, 4 | 2023-05 | Present |
| Michael Tyler Carmen | Rep 1, 4 | 2017-01 | 2022-05 |
| Hsien-Chi Chai 柴先祺 | Rep 1, 4 | 2022-02 | 2023-05 |
| Pamela Pui Pui Chai 蔡蓓蓓 | Rep 1 | 2007-06 | 2017-03 |
| Alexander Royston Chambers | Rep 1, 4 | 2022-12 | Present |
| Bianca Annette Chan 陳貝嘉 | Rep 1, 2 | 2022-06 | 2025-10 |
| Caroline Wing Han Chan 陳咏嫻 | Rep 1, 2 | 2015-09 | 2017-12 |
| Chun Kit (SFC:AFY913) Chan 陳俊傑 | Rep 1, 4, 9 | 2005-07 | 2011-08 |
| Kai Zi Gigi Chan 陳暟滋 | Rep 9 | 2015-04 | 2017-09 |
| Yuk King Chan 陳玉琼 | Rep 1, 4, 9 | 2008-07 | 2016-06 |
| Andrew Inhyuk Chang | Rep 9 | 2012-10 | 2014-06 |
| David Alexandre Chang | Rep 1, 4 | 2024-03 | 2024-03 |
| Alexandre Gia-Hon Chau 周加豐 | Rep 9 | 2017-09 | 2022-09 |
| Gigi Yun Gi Chau 周潤芝 | Rep 1, 4 | 2008-10 | 2009-05 |
| Xiaoya Che 車晓婭 | Rep 1, 4 | 2021-01 | 2023-07 |
| Ben Chen 陳柏岑 | Rep 1, 4, 9 | 2020-06 | Present |
| Jay Chen | Rep 9 | 2011-07 | 2013-08 |
| Lihui Chen 陳麗惠 | Rep 1, 4, 9 | 2019-08 | 2025-03 |
| Qianqian Chen 陳乾乾 | Rep 1, 4, 9 | 2021-08 | 2025-07 |
| Xi (SFC:BFZ506) Chen 陳襲 | Rep 1, 4 | 2022-06 | 2025-09 |
| Ziyun Chen 陳子蘊 | Rep 1 | 2023-06 | Present |
| Nok Chi Cheng 鄭諾芝 | Rep 1, 4 | 2022-07 | Present |
| Tin Mun Clara Cheong | Rep 1, 4 | 2026-01 | 2026-02 |
| Fuk Shing Cheung 張福城 | Rep 1, 4 | 2026-02 | Present |
| Wing Kui Cheung 張詠鉅 | Rep 1, 4 | 2022-12 | Present |
| Owen Pak Kin Chin 錢栢堅 | Rep 1, 4 | 2019-09 | 2023-07 |
| Victor Wai Tak Chu 褚偉德 | Rep 1, 4 | 2014-01 | 2016-07 |
| Chi Kin Joe Chung | Rep 1, 4 | 2024-05 | Present |
| Dong Woo Chung 鄭東祐 | Rep 1, 4 | 2012-05 | 2016-12 |
| Carolyn Anne Clougherty | Rep 1, 2 | 2016-08 | 2019-09 |
| Paul Jeremiah Coakley | Rep 1, 4 | 2004-12 | 2006-12 |
| Yolanda Cristina Courtines | Rep 1, 4 | 2023-09 | 2023-09 |
| Samuel Oscar Cox | Rep 1, 4 | 2025-05 | Present |
| Charles Patrick Vesey Crichton | Rep 1, 4 | 2024-03 | Present |
| Wendy Miller Cromwell | Rep 1, 4 | 2018-04 | 2018-04 |
| Christina Marion Crowley | Rep 9 | 2018-10 | 2019-12 |
| Junxiang Cui 崔俊翔 | Rep 1, 4 | 2015-10 | Present |
| Jaclyn Elaine Curley | Rep 1, 4 | 2019-08 | 2022-03 |
| Xiao Dai 戴晓 | Rep 1, 4 | 2020-04 | 2024-11 |
| Xiaowen Dai 戴小文 | Rep 1, 4 | 2024-05 | Present |
| Jolyn Le Thuy Dang 鄧麗玲 | Rep 1, 4 | 2019-03 | 2021-06 |
| Maximilian Toby George Davies | Rep 1, 4 | 2020-11 | 2023-06 |
| Liliana Castillo Dearth | Rep 1, 4 | 2018-11 | 2018-11 |
| Diana Dengo | Rep 1, 4 | 2026-01 | 2026-05 |
| Robert Leslie Deresiewicz | Rep 1, 4 | 2018-01 | 2019-07 |
| Ross Peter Dilkes | Rep 1, 4 | 2024-04 | Present |
| Nhu Thi Thuy Dinh | Rep 1, 2 | 2018-01 | 2019-05 |
| Elise Marie Douglas | Rep 1, 4 | 2022-05 | 2024-10 |
| Daire Timothy Dunne | Rep 1, 4, 9 | 2014-07 | Present |
| Marketa Dvorak | Rep 1, 4 | 2017-01 | 2024-08 |
| Gillian Mary Edgeworth | Rep 1, 4 | 2024-02 | 2024-02 |
| David Jonathan Elliott | Rep 1, 4 | 2016-11 | 2019-10 |
| Carl Dirk Enderlein | Rep 1, 4 | 2016-11 | 2024-04 |
| Liang Fan 樊亮 | Rep 1, 4 | 2016-09 | 2018-04 |
| Connor FitzGerald | Rep 1, 4 | 2024-07 | Present |
| Robert Neil Fuhrman | Rep 1, 4 | 2015-09 | 2015-09 |
| Hiu Tung Fung 馮曉彤 | Rep 1 | 2024-05 | 2025-04 |
| Ka Man Fung 馮家敏 | Rep 1, 4 | 2018-04 | 2023-02 |
| Ann Catherine Gallo | Rep 1, 4 | 2014-08 | 2014-08 |
| Bruce Lawrence Glazer | Rep 1, 4 | 2018-03 | 2018-03 |
| Robert Campe Goodman III | Rep 1, 4 | 2018-09 | Present |
Showing 1–100 of 283
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