Ray Eugene Helfer Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ray Eugene Helfer Jr ( ), a licensed former licensee with CE reference AVD288. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-10 | 2019-10-15 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-10 | 2019-10-15 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-05-15 | 2017-10-17 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 9 — Asset management | 2011-09-08 | 2017-10-17 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-14 | 2017-11-10 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 4 — Advising on securities | 2010-07-14 | 2017-11-10 |