Brian Elliott Barbetta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Elliott Barbetta ( ), a licensed former licensee with CE reference BOU072. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-19 | 2024-01-24 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-19 | 2024-01-24 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-16 | 2019-09-18 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-16 | 2019-09-18 |