Patrick Paul Caron
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Paul Caron ( ), a licensed former licensee with CE reference BOH194. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-19 | 2023-05-25 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 4 — Advising on securities | 2019-07-19 | 2023-05-25 |