Xiaowen Dai
戴小文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaowen Dai (戴小文), a licensed Representative with CE reference BUV612. Currently licensed at 1 firm(s): Wellington Management Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-17 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-17 | present |