Ann Catherine Gallo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ann Catherine Gallo ( ), a licensed former licensee with CE reference BDZ924. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-25 | 2014-08-29 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-25 | 2014-08-29 |