Brian Robert Murray
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Robert Murray ( ), a licensed former licensee with CE reference BAU769. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-09 | 2019-10-15 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-09 | 2019-10-15 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2013-05-15 | 2015-06-12 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-05-15 | 2015-06-12 |