Carl Dirk Enderlein
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carl Dirk Enderlein ( ), a licensed former licensee with CE reference BIN855. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-19 | 2024-04-23 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-19 | 2024-04-23 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-17 | 2018-01-19 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-17 | 2018-01-19 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-21 | 2016-11-25 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-21 | 2016-11-25 |