Ping Kwok
郭蘋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Kwok (郭蘋), a licensed Responsible Officer with CE reference ADO003. Currently licensed at 1 firm(s): Wellington Management Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2012-10-31 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 4 — Advising on securities | 2012-10-31 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 9 — Asset management | 2008-07-08 | 2019-12-30 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-29 | 2012-10-31 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-18 | 2012-10-31 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-10 | 2007-11-22 |
| Standard Life Investments (Asia) Limited | Rep | Type 9 — Asset management | 2006-08-10 | 2007-11-22 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-08-10 | 2007-11-22 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-27 | 2006-08-04 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-08-04 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-01-27 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2006-08-04 |