Samuel Cranage Baker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Cranage Baker ( ), a licensed former licensee with CE reference AOA383. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-05 | 2009-05-28 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-05 | 2009-05-28 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-04 | 2008-12-15 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-04 | 2008-12-15 |