Ross Peter Dilkes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ross Peter Dilkes, a licensed Representative with CE reference ASH948. Currently licensed at 1 firm(s): Wellington Management Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-23 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2026-01-23 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-16 | 2025-05-22 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2025-05-16 | 2025-05-22 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-12 | 2024-04-19 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-12 | 2024-04-19 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-02-04 | 2022-01-20 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-01-19 | 2022-01-20 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2009-01-19 | 2022-01-20 |