Mimi Wing Sze Tong
唐穎思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mimi Wing Sze Tong (唐穎思), a licensed Responsible Officer with CE reference ABE943. Currently licensed at 1 firm(s): Modus Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Modus Asset Management Limited | RO | Type 9 — Asset management | 2021-08-18 | present |
| Penjing Asset Management (Asia) Limited | RO | Type 9 — Asset management | 2021-06-09 | 2021-06-21 |
| Penjing Asset Management (Asia) Limited | Rep | Type 9 — Asset management | 2021-03-29 | 2021-06-09 |
| Acru Asset Management Limited 嘉富資產管理有限公司 |
RO | Type 9 — Asset management | 2017-01-25 | 2017-12-31 |
| Acru Asset Management Limited 嘉富資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-12-20 | 2017-01-25 |
| First Beijing Investment Limited 第一北京投資有限公司 |
RO | Type 9 — Asset management | 2013-04-19 | 2016-11-21 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-03-09 | 2012-09-30 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-03-09 | 2012-09-30 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-03-09 | 2012-09-30 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-02 | 2010-03-09 |
| Albourne Partners (Asia) Limited | RO | Type 4 — Advising on securities | 2007-06-14 | 2009-12-09 |
| Albourne Partners (Asia) Limited | Rep | Type 4 — Advising on securities | 2005-06-27 | 2007-06-14 |