Marc Michael Fisher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marc Michael Fisher ( ), a licensed former licensee with CE reference AUZ652. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-11-02 | 2016-05-02 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-11 | 2016-01-19 |
| Gottex Fund Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-12-10 | 2013-12-31 |
| FRM Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2010-05-06 | 2012-07-30 |
| FRM Hong Kong Limited |
RO | Type 9 — Asset management | 2010-05-06 | 2012-07-30 |